0000050916-24-000007.txt : 20240312
0000050916-24-000007.hdr.sgml : 20240312
20240312114853
ACCESSION NUMBER: 0000050916-24-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: FREUND,VICTORIA,ANN,
FILED AS OF DATE: 20240311
DATE AS OF CHANGE: 20240312
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 24740935
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
319-350-0507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
VICTORIA
ANN
FREUND
7143674
N
1
0000050916
RBC Capital Markets, LLC
02-01-2022
N
867-01264
LOCATED
02-01-2022
2398 EAST CAMELBACK ROAD
SUITE 700
PHOENIX
AZ
85016
TORREY
ANN
FREUND
VICTORIA
ANN
FREUND
01-2022
RBC CAPITAL MARKETS, LLC
PHOENIX
AZ
85016
Y
Y
REGISTERED REPRESENTATIVE
06-2019
01-2022
WELLS FARGO BANK, N.A.
NEW YORK
NY
10001
N
Y
WF SEC PRG ANLT
06-2019
01-2022
WELLS FARGO SECURITIES, LLC
NEW YORK
NY
10001
N
Y
WF SEC PRG ANLT
01-2016
06-2019
UNIVERSITY OF ARIZONA
TUCSON
AZ
85721
N
N
FULL TIME STUDENT
06-2018
08-2018
BUILD AMERICA MUTUAL
NEW YORK
NY
100001
N
N
INTERN
01-2016
08-2018
UNIVERSITY OF ARIZONA FINANCIAL SERVICES OFFICE
TUCSON
AZ
85721
N
N
STUDENT WORKER IN PLANT FUNDS GROUP
06-2015
12-2015
LOYOLA UNIVERSITY OF CHICAGO
CHICAGO
IL
60637
N
N
FULL TIME STUDENT
06-2011
05-2015
XAVIER COLLEGE PREPATORY
PHOENIX
AZ
85012
N
N
FULL TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-11-2024
Chad Evans
Licensing Specialist