0000050916-24-000007.txt : 20240312 0000050916-24-000007.hdr.sgml : 20240312 20240312114853 ACCESSION NUMBER: 0000050916-24-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: FREUND,VICTORIA,ANN, FILED AS OF DATE: 20240311 DATE AS OF CHANGE: 20240312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 24740935 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 319-350-0507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N N VICTORIA ANN FREUND 7143674 N 1 0000050916 RBC Capital Markets, LLC 02-01-2022 N 867-01264 LOCATED 02-01-2022 2398 EAST CAMELBACK ROAD SUITE 700 PHOENIX AZ 85016 TORREY ANN FREUND VICTORIA ANN FREUND 01-2022 RBC CAPITAL MARKETS, LLC PHOENIX AZ 85016 Y Y REGISTERED REPRESENTATIVE 06-2019 01-2022 WELLS FARGO BANK, N.A. NEW YORK NY 10001 N Y WF SEC PRG ANLT 06-2019 01-2022 WELLS FARGO SECURITIES, LLC NEW YORK NY 10001 N Y WF SEC PRG ANLT 01-2016 06-2019 UNIVERSITY OF ARIZONA TUCSON AZ 85721 N N FULL TIME STUDENT 06-2018 08-2018 BUILD AMERICA MUTUAL NEW YORK NY 100001 N N INTERN 01-2016 08-2018 UNIVERSITY OF ARIZONA FINANCIAL SERVICES OFFICE TUCSON AZ 85721 N N STUDENT WORKER IN PLANT FUNDS GROUP 06-2015 12-2015 LOYOLA UNIVERSITY OF CHICAGO CHICAGO IL 60637 N N FULL TIME STUDENT 06-2011 05-2015 XAVIER COLLEGE PREPATORY PHOENIX AZ 85012 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-11-2024 Chad Evans Licensing Specialist