0000050916-24-000006.txt : 20240306
0000050916-24-000006.hdr.sgml : 20240306
20240306142319
ACCESSION NUMBER: 0000050916-24-000006
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: GLOTFELTY,MARK,WAYNE,
FILED AS OF DATE: 20240306
DATE AS OF CHANGE: 20240306
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 24725335
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
CHAD EVANS
319-350-0507
CHAD.EVANS@RBC.COM
SecuritiesLicensingSpecialists@rbc.com
N
N
MARK
WAYNE
GLOTFELTY
2016694
N
1
0000050916
RBC Capital Markets, LLC
03-04-2024
N
867-01264
LOCATED
03-01-2024
200 VESEY STREET
NEW YORK
NY
10281
03-2024
RBC CAPITAL MARKETS, LLC
NEW YORK
NY
10281
Y
Y
REGISTERED REPRESENTATIVE
07-2023
03-2024
Unemployed
NEW YORK
NY
10281
N
N
Unemployed
12-1997
07-2023
GOLDMAN, SACHS & CO.
NEW YORK
NY
10281
Y
Y
REPRESENTATIVE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-04-2024
Chad Evans
Licensing Specialist