0000050916-24-000006.txt : 20240306 0000050916-24-000006.hdr.sgml : 20240306 20240306142319 ACCESSION NUMBER: 0000050916-24-000006 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: GLOTFELTY,MARK,WAYNE, FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 24725335 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX CHAD EVANS 319-350-0507 CHAD.EVANS@RBC.COM SecuritiesLicensingSpecialists@rbc.com N N MARK WAYNE GLOTFELTY 2016694 N 1 0000050916 RBC Capital Markets, LLC 03-04-2024 N 867-01264 LOCATED 03-01-2024 200 VESEY STREET NEW YORK NY 10281 03-2024 RBC CAPITAL MARKETS, LLC NEW YORK NY 10281 Y Y REGISTERED REPRESENTATIVE 07-2023 03-2024 Unemployed NEW YORK NY 10281 N N Unemployed 12-1997 07-2023 GOLDMAN, SACHS & CO. NEW YORK NY 10281 Y Y REPRESENTATIVE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-04-2024 Chad Evans Licensing Specialist