0000050916-24-000005.txt : 20240229 0000050916-24-000005.hdr.sgml : 20240229 20240229154015 ACCESSION NUMBER: 0000050916-24-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: MOELLENBERG,JON,MERLE, FILED AS OF DATE: 20240229 DATE AS OF CHANGE: 20240229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 24703203 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX Chad Evans 319-350-0507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N 0000050916-14-000027 N Jon Merle Moellenberg 29779210 N 1 0000050916 RBC Capital Markets, LLC 02-04-2008 N 07-31-2014 0000050916 LOCATED 07-15-2014 1801 CALIFORNIA STREET SUITE 3850 DENVER CO 80202 02-2008 RBC Capital Markets, LLC Denver MN 80202 Y Y Managing Director 04-2005 02-2008 CITIGROUP GLOBAL MARKETS INC. Denver CO 80202 Y Y Banker 03-2002 04-2005 RBC Dain Rauscher, Inc. Denver CO 80202 Y Y Director, Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-29-2024 Chad Evans Licensing Specialist