0000050916-24-000005.txt : 20240229
0000050916-24-000005.hdr.sgml : 20240229
20240229154015
ACCESSION NUMBER: 0000050916-24-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: MOELLENBERG,JON,MERLE,
FILED AS OF DATE: 20240229
DATE AS OF CHANGE: 20240229
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 24703203
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
Chad Evans
319-350-0507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
0000050916-14-000027
N
Jon
Merle
Moellenberg
29779210
N
1
0000050916
RBC Capital Markets, LLC
02-04-2008
N
07-31-2014
0000050916
LOCATED
07-15-2014
1801 CALIFORNIA STREET
SUITE 3850
DENVER
CO
80202
02-2008
RBC Capital Markets, LLC
Denver
MN
80202
Y
Y
Managing Director
04-2005
02-2008
CITIGROUP GLOBAL MARKETS INC.
Denver
CO
80202
Y
Y
Banker
03-2002
04-2005
RBC Dain Rauscher, Inc.
Denver
CO
80202
Y
Y
Director, Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-29-2024
Chad Evans
Licensing Specialist