0000050916-24-000001.txt : 20240104
0000050916-24-000001.hdr.sgml : 20240104
20240104094844
ACCESSION NUMBER: 0000050916-24-000001
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: BERGER,DANIEL,RYAN,
FILED AS OF DATE: 20240104
DATE AS OF CHANGE: 20240104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 24509999
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
CHAD EVANS
319-350-0507
CHAD.EVANS@RBC.COM
SECURITIESLICENSINGSPECIALIST@RBC.COM
chad.evans@rbc.com
N
0000050916-20-000017
N
DANIEL
RYAN
BERGER
7285451
N
1
0000050916
RBC Capital Markets, LLC
08-10-2020
N
867-01264
LOCATED
08-10-2020
300 CONSHOHOCKEN STATE ROAD, SUITE 760
WEST CONSHOHOCKEN
PA
19428
DAN
RYAN
BERGER
08-2020
RBC CAPITAL MARKETS, LLC
WEST CONSHOHOCKEN
PA
19428
Y
Y
Investment Banker
07-2010
08-2020
PUBLIC FINANCIAL MANAGEMENT, INC
PHILADELPHIA
PA
19103
Y
Y
DIRECTOR
Y
01-2020
PIVEDITE
330 CRESTVIEW CIRCLE MEDIA
PHILADELPHIA
PA
19063
N
N
BOARD MEMBER
BOARD MEMBER
1
BOARD MEMBER
11-2019
SEAMAAC
1711 S. BROAD STREET
PHILADELPHIA
PA
19148
N
N
BOARD MEMBER
IMMIGRANT & REFUGEE SERVICES
2
BOARD MEMBER
12-2019
CARE ACTION
1899 L STREET NW SUITE 500
WASHINGTON
DC
20036
N
N
BOARD MEMBER
BOARD MEMBER
1
BOARD MEMBER
07-2018
ACHIEVEABILITY
35 N 60TH STREET
PHILADELPHIA
PA
19139
N
N
BOARD MEMBER
BOARD MEMBER
2
BOARD MEMBER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-04-2024
Chad Evans
Licensing Specialist