0000050916-24-000001.txt : 20240104 0000050916-24-000001.hdr.sgml : 20240104 20240104094844 ACCESSION NUMBER: 0000050916-24-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BERGER,DANIEL,RYAN, FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 24509999 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX CHAD EVANS 319-350-0507 CHAD.EVANS@RBC.COM SECURITIESLICENSINGSPECIALIST@RBC.COM chad.evans@rbc.com N 0000050916-20-000017 N DANIEL RYAN BERGER 7285451 N 1 0000050916 RBC Capital Markets, LLC 08-10-2020 N 867-01264 LOCATED 08-10-2020 300 CONSHOHOCKEN STATE ROAD, SUITE 760 WEST CONSHOHOCKEN PA 19428 DAN RYAN BERGER 08-2020 RBC CAPITAL MARKETS, LLC WEST CONSHOHOCKEN PA 19428 Y Y Investment Banker 07-2010 08-2020 PUBLIC FINANCIAL MANAGEMENT, INC PHILADELPHIA PA 19103 Y Y DIRECTOR Y 01-2020 PIVEDITE 330 CRESTVIEW CIRCLE MEDIA PHILADELPHIA PA 19063 N N BOARD MEMBER BOARD MEMBER 1 BOARD MEMBER 11-2019 SEAMAAC 1711 S. BROAD STREET PHILADELPHIA PA 19148 N N BOARD MEMBER IMMIGRANT & REFUGEE SERVICES 2 BOARD MEMBER 12-2019 CARE ACTION 1899 L STREET NW SUITE 500 WASHINGTON DC 20036 N N BOARD MEMBER BOARD MEMBER 1 BOARD MEMBER 07-2018 ACHIEVEABILITY 35 N 60TH STREET PHILADELPHIA PA 19139 N N BOARD MEMBER BOARD MEMBER 2 BOARD MEMBER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-04-2024 Chad Evans Licensing Specialist