0000050916-23-000026.txt : 20231023 0000050916-23-000026.hdr.sgml : 20231023 20231023170850 ACCESSION NUMBER: 0000050916-23-000026 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: JESSE,MICHAEL,PETER, FILED AS OF DATE: 20231023 DATE AS OF CHANGE: 20231023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 231340519 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N N MICHAEL PETER JESSE 7561742 N 1 0000050916 RBC Capital Markets, LLC 06-05-2023 N 867-01264 LOCATED 06-05-2023 200 CRESCENT COURT SUITE 1500 DALLAS TX 75201 06-2023 RBC CAPITAL MARKETS, LLC DALLAS TX 75201 Y Y REGISTERED REPRESENTATIVE 05-2019 05-2023 COLLEGE DALLAS TX 75201 N N STUDENT 09-2015 05-2019 HIGH SCHOOL WEST ORANGE NJ 07052 N N STUDENT 08-2010 09-2015 ELEMENTARY SCHOOL CHATHAM NJ 07078 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-23-2023 Chad Evans Licensing Specialist