0000050916-23-000026.txt : 20231023
0000050916-23-000026.hdr.sgml : 20231023
20231023170850
ACCESSION NUMBER: 0000050916-23-000026
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: JESSE,MICHAEL,PETER,
FILED AS OF DATE: 20231023
DATE AS OF CHANGE: 20231023
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 231340519
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
MICHAEL
PETER
JESSE
7561742
N
1
0000050916
RBC Capital Markets, LLC
06-05-2023
N
867-01264
LOCATED
06-05-2023
200 CRESCENT COURT
SUITE 1500
DALLAS
TX
75201
06-2023
RBC CAPITAL MARKETS, LLC
DALLAS
TX
75201
Y
Y
REGISTERED REPRESENTATIVE
05-2019
05-2023
COLLEGE
DALLAS
TX
75201
N
N
STUDENT
09-2015
05-2019
HIGH SCHOOL
WEST ORANGE
NJ
07052
N
N
STUDENT
08-2010
09-2015
ELEMENTARY SCHOOL
CHATHAM
NJ
07078
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-23-2023
Chad Evans
Licensing Specialist