0000050916-23-000020.txt : 20230629 0000050916-23-000020.hdr.sgml : 20230629 20230629141418 ACCESSION NUMBER: 0000050916-23-000020 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 HODAPP,DAVID,CHRISTOPHER, FILED AS OF DATE: 20230629 DATE AS OF CHANGE: 20230629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 231056528 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N N DAVID CHRISTOPHER HODAPP 7705226 N 1 0000050916 RBC Capital Markets, LLC 02-27-2023 N 867-01264 LOCATED 02-27-2023 601 NEW JERSEY AVENUE NW SUITE 320 WASHINGTON DC 20001 DAVID CHRISTOPHER HODAPP 02-2023 RBC CAPITAL MARKETS, LLC WASHINGTON DC 20001 Y Y TRANSACTION REVIEW GROUP 05-2018 02-2023 THE MUNICIPAL SECURITIES RULEMAKING BOARD WASHINGTON DC 20001 Y Y DIRECTOR - MARKET REGULATION 10-2015 05-2018 SQUIRE PATTON BOGGS (US) LLP WASHINGTON DC 20001 N N ASSOCIATE 09-2013 10-2015 THE HUNTINGTON NATIONAL BANK COLUMBUS OH 43219 N N ASSOCIATE COUNSEL 05-2013 09-2013 UNEMPLOYED COLUMBUS OH 43219 N N UNEMPLOYED N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-29-2023 Chad Evans Licensing Specialist