0000050916-23-000020.txt : 20230629
0000050916-23-000020.hdr.sgml : 20230629
20230629141418
ACCESSION NUMBER: 0000050916-23-000020
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
HODAPP,DAVID,CHRISTOPHER,
FILED AS OF DATE: 20230629
DATE AS OF CHANGE: 20230629
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 231056528
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
DAVID
CHRISTOPHER
HODAPP
7705226
N
1
0000050916
RBC Capital Markets, LLC
02-27-2023
N
867-01264
LOCATED
02-27-2023
601 NEW JERSEY AVENUE NW
SUITE 320
WASHINGTON
DC
20001
DAVID
CHRISTOPHER
HODAPP
02-2023
RBC CAPITAL MARKETS, LLC
WASHINGTON
DC
20001
Y
Y
TRANSACTION REVIEW GROUP
05-2018
02-2023
THE MUNICIPAL SECURITIES RULEMAKING BOARD
WASHINGTON
DC
20001
Y
Y
DIRECTOR - MARKET REGULATION
10-2015
05-2018
SQUIRE PATTON BOGGS (US) LLP
WASHINGTON
DC
20001
N
N
ASSOCIATE
09-2013
10-2015
THE HUNTINGTON NATIONAL BANK
COLUMBUS
OH
43219
N
N
ASSOCIATE COUNSEL
05-2013
09-2013
UNEMPLOYED
COLUMBUS
OH
43219
N
N
UNEMPLOYED
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-29-2023
Chad Evans
Licensing Specialist