0000050916-23-000010.txt : 20230315
0000050916-23-000010.hdr.sgml : 20230315
20230315150153
ACCESSION NUMBER: 0000050916-23-000010
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BELL,DAVID,PATRICK,
FILED AS OF DATE: 20230315
DATE AS OF CHANGE: 20230315
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 23734766
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
CHAD EVANS
319-350-0507
chad.evans@rbc.com
chad.evans@rbc.com
N
0000050916-20-000016
N
DAVID
PATRICK
BELL
1159864
N
1
0000050916
RBC Capital Markets, LLC
05-01-2020
N
867-01264
LOCATED
05-01-2020
1801 CALIFORNIA STREET, SUITE 3850
DENVER
CO
80202
05-2020
RBC CAPITAL MARKETS, LLC
PHOENIX
AZ
85016
Y
Y
MANAGING DIRECTOR
03-2010
04-2020
STIFEL NICOLAUS & CO.
DENVER
CO
80202
Y
Y
FINANCIAL ANALYST-INVESTMENT BANKING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-15-2023
Chad Evans
Licensing Specialist