0000050916-23-000001.txt : 20230110
0000050916-23-000001.hdr.sgml : 20230110
20230110102258
ACCESSION NUMBER: 0000050916-23-000001
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
O'BRIEN,DANIEL,CONOR,
FILED AS OF DATE: 20230109
DATE AS OF CHANGE: 20230110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 23519986
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Anthony Chapple
612-371-7639
anthony.chapple@rbc.com
anthony.chapple@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
DANIEL
CONOR
O'BRIEN
4712278
N
1
0000050916
RBC Capital Markets, LLC
04-01-2015
N
867-01264
LOCATED
04-01-2015
300 Conshohocken State Road
West Conshohocken
PA
19428
04-2015
RBC CAPITAL MARKETS, LLC
WEST CONSHOHOCKEN
PA
19428
Y
Y
Registered Representative
08-2013
03-2015
ROBERT W. BAIRD & CO
EXTON
PA
19341
Y
Y
DIRECTOR
01-2011
08-2013
JANNEY MONTGOMERY SCOTT LLC
PHILADELPHIA
PA
19103
N
Y
REGISTERED REPRESENTATIVE
Y
09-2018
STATE YMCA OF PENNSYLVANIA, INC
224 PINE STREET
HARRISBURG
PA
17101
N
N
BOARD MEMBER
BOARD MEMBER
2
BOARD MEMBER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-09-2023
ANTHONY CHAPPLE
LICENSING SPECIALIST
Daniel O'Brien
4712278
1766769
6F