0000050916-23-000001.txt : 20230110 0000050916-23-000001.hdr.sgml : 20230110 20230110102258 ACCESSION NUMBER: 0000050916-23-000001 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 O'BRIEN,DANIEL,CONOR, FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 23519986 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Anthony Chapple 612-371-7639 anthony.chapple@rbc.com anthony.chapple@rbc.com SecuritiesLicensingSpecialists@rbc.com N N DANIEL CONOR O'BRIEN 4712278 N 1 0000050916 RBC Capital Markets, LLC 04-01-2015 N 867-01264 LOCATED 04-01-2015 300 Conshohocken State Road West Conshohocken PA 19428 04-2015 RBC CAPITAL MARKETS, LLC WEST CONSHOHOCKEN PA 19428 Y Y Registered Representative 08-2013 03-2015 ROBERT W. BAIRD & CO EXTON PA 19341 Y Y DIRECTOR 01-2011 08-2013 JANNEY MONTGOMERY SCOTT LLC PHILADELPHIA PA 19103 N Y REGISTERED REPRESENTATIVE Y 09-2018 STATE YMCA OF PENNSYLVANIA, INC 224 PINE STREET HARRISBURG PA 17101 N N BOARD MEMBER BOARD MEMBER 2 BOARD MEMBER N N N N N N N N N N N N N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-09-2023 ANTHONY CHAPPLE LICENSING SPECIALIST Daniel O'Brien 4712278 1766769 6F