0000050916-22-000020.txt : 20221021 0000050916-22-000020.hdr.sgml : 20221021 20221021093525 ACCESSION NUMBER: 0000050916-22-000020 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FOX,CASEY,NMN, FILED AS OF DATE: 20221021 DATE AS OF CHANGE: 20221021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 221322417 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 250 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com N 0000050916-21-000021 N CASEY NMN FOX 7328144 N 1 0000050916 RBC Capital Markets, LLC 11-01-2021 N 867-01264 LOCATED 11-01-2021 225 FRANKLIN ST SUITE 2150 BOSTON MA 02110 11-2021 RBC Capital Markets, LLC BOSTON MN 02110 Y Y Registered Representative 01-2021 11-2021 HILLTOP SECURITIES INC. DALLAS TX 75201 Y Y VP, Investment Banker 07-2012 12-2020 THE PFM GROUP INC. BOSTON MA 02110 Y Y SMC 08-2008 06-2012 CORNELL UNIVERSITY ITHACA NY 14850 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-21-2022 Chad Evans Licensing Specialist