0000050916-22-000007.txt : 20220308
0000050916-22-000007.hdr.sgml : 20220308
20220308063401
ACCESSION NUMBER: 0000050916-22-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
KELLY,JAMES,CROFTON,
FILED AS OF DATE: 20220225
DATE AS OF CHANGE: 20220308
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 22720267
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
N
JAMES
CROFTON
KELLY
1700782
N
1
0000050916
RBC Capital Markets, LLC
06-30-2014
N
867-01264
LOCATED
06-30-2014
111 S WACKER DRIVE
SUITE 3200
CHICAGO
IL
60606
JIM
NMN
KELLY
JAMES
C
KELLY
06-2014
RBC CAPITAL MARKETS, LLC
CHICAGO
IL
60606
Y
Y
DIRECTOR
06-2001
06-2014
J.P. MORGAN SECURITIES INC
CHICAGO
IL
60606
N
Y
EXECUTIVE DIRECTOR
Y
08-2020
RENTAL PROPERTY
PRIVATE RESIDENCE
NASHVILLE
TN
37212
N
N
RENTAL PROPERTY
OWNER
0
NO DUTIES
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-25-2022
Chad Evans
Licensing Specialist