0000050916-22-000007.txt : 20220308 0000050916-22-000007.hdr.sgml : 20220308 20220308063401 ACCESSION NUMBER: 0000050916-22-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 KELLY,JAMES,CROFTON, FILED AS OF DATE: 20220225 DATE AS OF CHANGE: 20220308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 22720267 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N N JAMES CROFTON KELLY 1700782 N 1 0000050916 RBC Capital Markets, LLC 06-30-2014 N 867-01264 LOCATED 06-30-2014 111 S WACKER DRIVE SUITE 3200 CHICAGO IL 60606 JIM NMN KELLY JAMES C KELLY 06-2014 RBC CAPITAL MARKETS, LLC CHICAGO IL 60606 Y Y DIRECTOR 06-2001 06-2014 J.P. MORGAN SECURITIES INC CHICAGO IL 60606 N Y EXECUTIVE DIRECTOR Y 08-2020 RENTAL PROPERTY PRIVATE RESIDENCE NASHVILLE TN 37212 N N RENTAL PROPERTY OWNER 0 NO DUTIES N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-25-2022 Chad Evans Licensing Specialist