0000050916-21-000022.txt : 20211116 0000050916-21-000022.hdr.sgml : 20211116 20211116132839 ACCESSION NUMBER: 0000050916-21-000022 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 CHAD,RUNNELS,JAMES, FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 211415282 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Chad Evans 3193500507 chad.evans@rbc.com N N RUNNELS JAMES CHAD 5259851 N 1 0000050916 RBC Capital Markets, LLC 08-03-2021 N 867-01264 LOCATED 08-03-2021 200 CRESCENT COURT SUITE 1545 DALLAS TX 75201 08-2021 RBC Capital Markets, LLC DALLAS TX 75201 Y Y Registered Representative 04-2012 08-2021 RAYMOND JAMES & ASSOCIATES DALLAS TX 77002 N Y REGISTERED REPRESENTATIVE 07-2008 04-2012 MORGAN KEEGAN & COMPANY, INC. DALLAS TX 77002 N Y REGISTERED REPRESENTATIVE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-15-2021 Chad Evans Licensing Specialist