0000050916-21-000022.txt : 20211116
0000050916-21-000022.hdr.sgml : 20211116
20211116132839
ACCESSION NUMBER: 0000050916-21-000022
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
CHAD,RUNNELS,JAMES,
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 211415282
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Chad Evans
3193500507
chad.evans@rbc.com
N
N
RUNNELS
JAMES
CHAD
5259851
N
1
0000050916
RBC Capital Markets, LLC
08-03-2021
N
867-01264
LOCATED
08-03-2021
200 CRESCENT COURT
SUITE 1545
DALLAS
TX
75201
08-2021
RBC Capital Markets, LLC
DALLAS
TX
75201
Y
Y
Registered Representative
04-2012
08-2021
RAYMOND JAMES & ASSOCIATES
DALLAS
TX
77002
N
Y
REGISTERED REPRESENTATIVE
07-2008
04-2012
MORGAN KEEGAN & COMPANY, INC.
DALLAS
TX
77002
N
Y
REGISTERED REPRESENTATIVE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-15-2021
Chad Evans
Licensing Specialist