0000050916-21-000016.txt : 20210520 0000050916-21-000016.hdr.sgml : 20210520 20210520095519 ACCESSION NUMBER: 0000050916-21-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 PINEIRO,CARLOS,MANUEL, FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 21942728 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM ANTHONY.CHAPPLE@RBC.COM SECURITIESLICENSINGSPECIALISTS@RBC.COM N N CARLOS MANUEL PINEIRO 2426854 N 1 0000050916 RBC Capital Markets, LLC 04-01-2019 N 867-01264 LOCATED 04-01-2019 500 WEST MADISON ST SUITE 2500 CHICAGO IL 60661 04-2019 RBC CAPITAL MARKETS LLC CHICAGO IL 60661 Y Y INVESTMENT BANKER 06-2005 03-2019 GOLDMAN SACHS & CO CHICAGO IL 60606 N Y VICE PRESIDENT Y 10-2006 GRUPO HIMA 100 LUIS MUNOZ MARIN AVE CAGUAS PR 000000 N N HEALTH CARE BOARD OF DORECTORS 0 PARTICIPATE IN DECISIONS ON MAJOR POLICY ASPECTS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-19-2021 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST