0000050916-21-000016.txt : 20210520
0000050916-21-000016.hdr.sgml : 20210520
20210520095519
ACCESSION NUMBER: 0000050916-21-000016
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
PINEIRO,CARLOS,MANUEL,
FILED AS OF DATE: 20210519
DATE AS OF CHANGE: 20210520
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 21942728
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
ANTHONY CHAPPLE
612-371-7639
ANTHONY.CHAPPLE@RBC.COM
ANTHONY.CHAPPLE@RBC.COM
SECURITIESLICENSINGSPECIALISTS@RBC.COM
N
N
CARLOS
MANUEL
PINEIRO
2426854
N
1
0000050916
RBC Capital Markets, LLC
04-01-2019
N
867-01264
LOCATED
04-01-2019
500 WEST MADISON ST SUITE 2500
CHICAGO
IL
60661
04-2019
RBC CAPITAL MARKETS LLC
CHICAGO
IL
60661
Y
Y
INVESTMENT BANKER
06-2005
03-2019
GOLDMAN SACHS & CO
CHICAGO
IL
60606
N
Y
VICE PRESIDENT
Y
10-2006
GRUPO HIMA
100 LUIS MUNOZ MARIN AVE
CAGUAS
PR
000000
N
N
HEALTH CARE
BOARD OF DORECTORS
0
PARTICIPATE IN DECISIONS ON MAJOR POLICY ASPECTS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-19-2021
ANTHONY CHAPPLE
SECURITIES LICENSING SPECIALIST