0000050916-21-000015.txt : 20210512
0000050916-21-000015.hdr.sgml : 20210512
20210512135106
ACCESSION NUMBER: 0000050916-21-000015
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
CARLSON,THOMAS,JEFFREY,
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 21914613
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
ANTHONY CHAPPLE
612-371-7639
ANTHONY.CHAPPLE@RBC.COM
ANTHONY.CHAPPLE@RBC.COM
SECURITIESLICENSINGSPECIALISTS@RBC.COM
N
N
THOMAS
JEFFREY
CARLSON
4423033
N
1
0000050916
RBC Capital Markets, LLC
07-02-2001
N
867-01264
LOCATED
07-02-2001
2398 EAST CAMELBACK ROAD
PHOENIX
AZ
85016
07-2001
RBC CAPITAL MARKETS, LLC
PHOENIX
AZ
85016
Y
Y
INVESTMENT BANKER
Y
05-2020
PACK RAT, LLC
6050 N. 52ND PL
PARADISE VALLEY
AZ
85253
N
N
FAMILY INVESTMENT TRUST
MEMBER
1
RESPONSIBLE FOR PROPERTY AND INVESTMENT OVERSIGHT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-11-2021
ANTHONY CHAPPLE
SECURITIES LICENSING SPECIALIST