0000050916-21-000015.txt : 20210512 0000050916-21-000015.hdr.sgml : 20210512 20210512135106 ACCESSION NUMBER: 0000050916-21-000015 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 CARLSON,THOMAS,JEFFREY, FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 21914613 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM ANTHONY.CHAPPLE@RBC.COM SECURITIESLICENSINGSPECIALISTS@RBC.COM N N THOMAS JEFFREY CARLSON 4423033 N 1 0000050916 RBC Capital Markets, LLC 07-02-2001 N 867-01264 LOCATED 07-02-2001 2398 EAST CAMELBACK ROAD PHOENIX AZ 85016 07-2001 RBC CAPITAL MARKETS, LLC PHOENIX AZ 85016 Y Y INVESTMENT BANKER Y 05-2020 PACK RAT, LLC 6050 N. 52ND PL PARADISE VALLEY AZ 85253 N N FAMILY INVESTMENT TRUST MEMBER 1 RESPONSIBLE FOR PROPERTY AND INVESTMENT OVERSIGHT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-11-2021 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST