0000050916-21-000013.txt : 20210416
0000050916-21-000013.hdr.sgml : 20210416
20210416152444
ACCESSION NUMBER: 0000050916-21-000013
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
SANSBURY,MATTHEW,JOHN,
FILED AS OF DATE: 20210416
DATE AS OF CHANGE: 20210416
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 21831301
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
ANTHONY CHAPPLE
612-371-7639
ANTHONY.CHAPPLE@RBC.COM
ANTHONY.CHAPPLE@RBC.COM
SECURITIESLICENSINGSPECIALISTS@RBC.COM
N
N
MATTHEW
JOHN
SANSBURY
4553894
N
1
0000050916
RBC Capital Markets, LLC
04-12-2021
N
867-01264
LOCATED
04-12-2021
100 SECOND AVENUE SOUTH SUITE 800
ST. PETERSBURG
FL
33701
04-2021
RBC CAPITAL MARKETS, LLC
ST. PETERSBURG
FL
33701
Y
Y
REGISTERED REPRESENTATIVE
10-2018
01-2021
HILLTOP SECURITIES
ORLANDO
FL
32801
Y
Y
MD, INVESTMENT BANKER
05-2012
10-2018
STIFEL NICOLAUS & CO INC
ORLANDO
FL
32801
Y
Y
PUBLIC FINANCE
12-2003
04-2012
RAYMOND JAMES & ASSOC., INC.
ORLANDO
FL
32801
N
Y
SENIOR ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-15-2021
ANTHONY CHAPPLE
SECURITIES LICENSING SPECIALIST