0000050916-21-000013.txt : 20210416 0000050916-21-000013.hdr.sgml : 20210416 20210416152444 ACCESSION NUMBER: 0000050916-21-000013 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SANSBURY,MATTHEW,JOHN, FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 21831301 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM ANTHONY.CHAPPLE@RBC.COM SECURITIESLICENSINGSPECIALISTS@RBC.COM N N MATTHEW JOHN SANSBURY 4553894 N 1 0000050916 RBC Capital Markets, LLC 04-12-2021 N 867-01264 LOCATED 04-12-2021 100 SECOND AVENUE SOUTH SUITE 800 ST. PETERSBURG FL 33701 04-2021 RBC CAPITAL MARKETS, LLC ST. PETERSBURG FL 33701 Y Y REGISTERED REPRESENTATIVE 10-2018 01-2021 HILLTOP SECURITIES ORLANDO FL 32801 Y Y MD, INVESTMENT BANKER 05-2012 10-2018 STIFEL NICOLAUS & CO INC ORLANDO FL 32801 Y Y PUBLIC FINANCE 12-2003 04-2012 RAYMOND JAMES & ASSOC., INC. ORLANDO FL 32801 N Y SENIOR ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-15-2021 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST