0000050916-21-000009.txt : 20210309 0000050916-21-000009.hdr.sgml : 20210309 20210309164131 ACCESSION NUMBER: 0000050916-21-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CASHELL,KENT,SHARPLESS, FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 21726484 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM ANTHONY.CHAPPLE@RBC.COM SecuritiesLicensingSpecialists@rbc.com N N kent sharpless cashell 4583603 N 1 0000050916 RBC Capital Markets, LLC 06-15-2007 N 07-31-2014 0000050916 LOCATED 06-15-2007 CHEMED CENTER 255 E 5TH STREET, 10TH FLO cincinnati OH 45202 06-2007 RBC CAPITAL MARKETS, LLC CINCINNATI OH 45202 Y Y DIRECTOR 09-2002 05-2007 SEASONGOOD & MAYER CINCINNATI OH 45202 Y Y LIMITED PRINCIPAL Y 05-2013 MERCANTILE LIBRARY 414 WALNUT STREET CINCINNATI OH 45202 N N PRIVATE LIBRARY BOARD MEMBER 2 BOARD MEMBER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-09-2021 ANTHONY CHAPPLE ANTHONY.CHAPPLE@RBC.COM