0000050916-21-000004.txt : 20210219
0000050916-21-000004.hdr.sgml : 20210219
20210219171248
ACCESSION NUMBER: 0000050916-21-000004
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
PERSICHITTE,MICHAEL,LEIGH,
FILED AS OF DATE: 20210219
DATE AS OF CHANGE: 20210219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 21657088
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
ANTHONY CHAPPLE
612-371-7639
ANTHONY.CHAPPLE@RBC.COM
ANTHONY.CHAPPLE@RBC.COM
N
N
Michael
Leigh
Persichitte
5657535
N
1
0000050916
RBC Capital Markets, LLC
07-06-2015
N
867-01264
LOCATED
07-06-2015
1801 California St
Denver
CO
80202
07-2015
RBC Capital Markets LLC
Denver
CO
80202
Y
Y
VP
03-2009
06-2015
George K Baum & Company
Denver
CO
80202
Y
Y
VP
08-2008
04-2009
Colorado State University
Fort Collins
CO
80202
N
N
Student
Y
01-2013
Rocky Mountain Multiple Sclerosis Center
8845 Wagner St
Westminster
CO
80031
N
N
Nonprofit which raises funds for research and provides care to patients with multiple sclerosis and related diseases
Treasurer
6
Oversees Budget
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-19-2021
ANTHONY CHAPPLE
SECURITIES LICENSING SPECIALIST