0000050916-21-000004.txt : 20210219 0000050916-21-000004.hdr.sgml : 20210219 20210219171248 ACCESSION NUMBER: 0000050916-21-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 PERSICHITTE,MICHAEL,LEIGH, FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 21657088 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM ANTHONY.CHAPPLE@RBC.COM N N Michael Leigh Persichitte 5657535 N 1 0000050916 RBC Capital Markets, LLC 07-06-2015 N 867-01264 LOCATED 07-06-2015 1801 California St Denver CO 80202 07-2015 RBC Capital Markets LLC Denver CO 80202 Y Y VP 03-2009 06-2015 George K Baum & Company Denver CO 80202 Y Y VP 08-2008 04-2009 Colorado State University Fort Collins CO 80202 N N Student Y 01-2013 Rocky Mountain Multiple Sclerosis Center 8845 Wagner St Westminster CO 80031 N N Nonprofit which raises funds for research and provides care to patients with multiple sclerosis and related diseases Treasurer 6 Oversees Budget N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-19-2021 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST