0000050916-21-000003.txt : 20210219 0000050916-21-000003.hdr.sgml : 20210219 20210219171344 ACCESSION NUMBER: 0000050916-21-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 O'CONNELL,DANIEL,RYAN, FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 21657100 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM ANTHONY.CHAPPLE@RBC.COM N N DANIEL RYAN O'CONNELL 3241801 N 1 0000050916 RBC Capital Markets, LLC 06-27-2005 N 07-31-2014 0000050916 LOCATED 07-15-2014 1801 CALIFORNIA STREET SUITE 3850 DENVER CO 80202 DAN RYAN O'CONNELL DAN NMN O'CONNELL 06-2005 RBC CAPITAL MARKETS, LLC DENVER CO 80202 Y Y DIRECTOR 08-2000 06-2005 STIFEL, NICOLAUS & COMPANY, INCORPORATED DENVER CO 80202 Y Y ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-19-2021 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST