0000050916-21-000003.txt : 20210219
0000050916-21-000003.hdr.sgml : 20210219
20210219171344
ACCESSION NUMBER: 0000050916-21-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
O'CONNELL,DANIEL,RYAN,
FILED AS OF DATE: 20210219
DATE AS OF CHANGE: 20210219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 21657100
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
ANTHONY CHAPPLE
612-371-7639
ANTHONY.CHAPPLE@RBC.COM
ANTHONY.CHAPPLE@RBC.COM
N
N
DANIEL
RYAN
O'CONNELL
3241801
N
1
0000050916
RBC Capital Markets, LLC
06-27-2005
N
07-31-2014
0000050916
LOCATED
07-15-2014
1801 CALIFORNIA STREET
SUITE 3850
DENVER
CO
80202
DAN
RYAN
O'CONNELL
DAN
NMN
O'CONNELL
06-2005
RBC CAPITAL MARKETS, LLC
DENVER
CO
80202
Y
Y
DIRECTOR
08-2000
06-2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
DENVER
CO
80202
Y
Y
ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-19-2021
ANTHONY CHAPPLE
SECURITIES LICENSING SPECIALIST