0000050916-20-000015.txt : 20200416 0000050916-20-000015.hdr.sgml : 20200416 20200416165048 ACCESSION NUMBER: 0000050916-20-000015 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 JACOBSON,KATHERINE,ATHENA, FILED AS OF DATE: 20200416 DATE AS OF CHANGE: 20200416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 20796898 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 ANTHONY.CHAPPLE@RBC.COM SECURITIESLICENSINGSPECIALIST@RBC.COM ANTHONY.CHAPPLE@RBC.COM N N KATHERINE ATHENA JACOBSON 5595548 N 1 0000050916 RBC Capital Markets, LLC 06-05-2017 N 867-01264 LOCATED 06-05-2017 Two Embarcadero Center Suite 1200 San Francisco CA 94111 KATHERINE ATHENA PERKINS 06-2017 RBC Capital Markets LLC San Francisco CA 94111 Y Y Director 04-2014 06-2017 Stifel Nicolaus San Francisco CA 94104 Y Y Director 09-2008 03-2014 EJ De La Rosa & Co San Francisco CA 94104 N Y Associate 06-2004 09-2008 KNN Public Finance Oakland CA 94104 N Y Associate N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-16-2020 ANTHONY CHAPPLE SECURITIES LICENSING SPECIALIST