0000050916-20-000015.txt : 20200416
0000050916-20-000015.hdr.sgml : 20200416
20200416165048
ACCESSION NUMBER: 0000050916-20-000015
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
JACOBSON,KATHERINE,ATHENA,
FILED AS OF DATE: 20200416
DATE AS OF CHANGE: 20200416
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 20796898
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
ANTHONY CHAPPLE
612-371-7639
ANTHONY.CHAPPLE@RBC.COM
SECURITIESLICENSINGSPECIALIST@RBC.COM
ANTHONY.CHAPPLE@RBC.COM
N
N
KATHERINE
ATHENA
JACOBSON
5595548
N
1
0000050916
RBC Capital Markets, LLC
06-05-2017
N
867-01264
LOCATED
06-05-2017
Two Embarcadero Center
Suite 1200
San Francisco
CA
94111
KATHERINE
ATHENA
PERKINS
06-2017
RBC Capital Markets LLC
San Francisco
CA
94111
Y
Y
Director
04-2014
06-2017
Stifel Nicolaus
San Francisco
CA
94104
Y
Y
Director
09-2008
03-2014
EJ De La Rosa & Co
San Francisco
CA
94104
N
Y
Associate
06-2004
09-2008
KNN Public Finance
Oakland
CA
94104
N
Y
Associate
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-16-2020
ANTHONY CHAPPLE
SECURITIES LICENSING SPECIALIST