0000050916-20-000005.txt : 20200304 0000050916-20-000005.hdr.sgml : 20200304 20200304132636 ACCESSION NUMBER: 0000050916-20-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 WAGNER,JEFFREY,JOHN, FILED AS OF DATE: 20200228 DATE AS OF CHANGE: 20200304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 20686467 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-1314 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX ANTHONY CHAPPLE 612-371-7639 anthony.chapple@rbc.com cm-ny-registrationsgroup@rbc.com anthony.chapple@rbc.com N N JEFFREY JOHN WAGNER 1632417 N 1 0000050916 RBC Capital Markets, LLC 03-04-1996 N 867-01264 LOCATED 03-04-1996 2398 E. CAMELBACK ROAD SUITE 700 PHOENIX AZ 85016 03-1996 RBC CAPITAL MARKETS, LLC PHOENIX AZ 85016 Y N MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-27-2020 JEFFREY WAGNER MANAGING DIRECTOR