0000050916-20-000005.txt : 20200304
0000050916-20-000005.hdr.sgml : 20200304
20200304132636
ACCESSION NUMBER: 0000050916-20-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
WAGNER,JEFFREY,JOHN,
FILED AS OF DATE: 20200228
DATE AS OF CHANGE: 20200304
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 20686467
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-1314
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
ANTHONY CHAPPLE
612-371-7639
anthony.chapple@rbc.com
cm-ny-registrationsgroup@rbc.com
anthony.chapple@rbc.com
N
N
JEFFREY
JOHN
WAGNER
1632417
N
1
0000050916
RBC Capital Markets, LLC
03-04-1996
N
867-01264
LOCATED
03-04-1996
2398 E. CAMELBACK ROAD SUITE 700
PHOENIX
AZ
85016
03-1996
RBC CAPITAL MARKETS, LLC
PHOENIX
AZ
85016
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MANAGING DIRECTOR
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02-27-2020
JEFFREY WAGNER
MANAGING DIRECTOR