0000050916-16-000058.txt : 20161130 0000050916-16-000058.hdr.sgml : 20161130 20161130140026 ACCESSION NUMBER: 0000050916-16-000058 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 162024899 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX JENNIFER CHAN 212-618-3272 JENNIFER.M.CHAN@RBCCM.COM JENNIFER.M.CHAN@RBCCM.COM N N Erik Barr Harrigan 002922591 N 1 0000050916 RBC Capital Markets, LLC 02-05-2001 N 07-31-2014 0000050916 LOCATED 02-05-2001 6301 UPTOWN BLVD NE SUITE 100 ALBUQUERQUE NM 87110 02-2001 RBC Capital Markets, LLC ALBUQUERQUE NM 87110 Y Y Director Y 02-2010 Chaine des Rotisseurs de Albuquerque 10043 Los Cansados Rd NW ALBUQUERQUE NM 87114 N N Culinary Awareness President/Bailli 4 President of local chapter 04-2014 LaPuerta de Los Ninos 3001 Trellis Dr. NW Albuquerque NM 87107 N N Day care/Pre-K Board Member 6 attend board meetings 11-2016 CANSADOS LLC 6301 UPTOAN BLVD NE SUITE 100 ALBUQUERQUE NM 87110 N N REAL ESTATE LLC OWNER 4 GENERAL OWNERSHIP N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-30-2016 JENNIFER CHAN ASSOCIATE, REGISTRATIONS