0000050916-16-000058.txt : 20161130
0000050916-16-000058.hdr.sgml : 20161130
20161130140026
ACCESSION NUMBER: 0000050916-16-000058
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20161130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411228350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 162024899
BUSINESS ADDRESS:
STREET 1: RBC DAIN RAUSCHER PLAZA
STREET 2: 60 SOUTH SIXTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612 371-2711
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
JENNIFER CHAN
212-618-3272
JENNIFER.M.CHAN@RBCCM.COM
JENNIFER.M.CHAN@RBCCM.COM
N
N
Erik
Barr
Harrigan
002922591
N
1
0000050916
RBC Capital Markets, LLC
02-05-2001
N
07-31-2014
0000050916
LOCATED
02-05-2001
6301 UPTOWN BLVD NE
SUITE 100
ALBUQUERQUE
NM
87110
02-2001
RBC Capital Markets, LLC
ALBUQUERQUE
NM
87110
Y
Y
Director
Y
02-2010
Chaine des Rotisseurs de Albuquerque
10043 Los Cansados Rd NW
ALBUQUERQUE
NM
87114
N
N
Culinary Awareness
President/Bailli
4
President of local chapter
04-2014
LaPuerta de Los Ninos
3001 Trellis Dr. NW
Albuquerque
NM
87107
N
N
Day care/Pre-K
Board Member
6
attend board meetings
11-2016
CANSADOS LLC
6301 UPTOAN BLVD NE
SUITE 100
ALBUQUERQUE
NM
87110
N
N
REAL ESTATE LLC
OWNER
4
GENERAL OWNERSHIP
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-30-2016
JENNIFER CHAN
ASSOCIATE, REGISTRATIONS