0000050916-16-000043.txt : 20160728 0000050916-16-000043.hdr.sgml : 20160728 20160728090845 ACCESSION NUMBER: 0000050916-16-000043 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 161788562 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX JENNIFER M. CHAN 212-618-3272 JENNIFER.M.CHAN@RBCCM.COM JENNIFER.M.CHAN@RBCCM.COM N N ANDREW CRAIG MENDELSON 004812682 N 1 0000050916 RBC Capital Markets, LLC 12-09-2005 N 867-01264 LOCATED 05-20-2016 200 VESEY STREET 9TH FLOOR NEW YORK NY 10281 03-2008 RBC CAPITAL MARKETS, LLC NEW YORK NY 10281 Y Y DIRECTOR 12-2005 03-2008 RBC DAIN RAUSCHER, INC NEW YORK NY 10281 N Y FIXED INCOME BANKING ASSOCIATE 08-2003 12-2005 RAYMOND JAMES & ASSOCIATE, INC. NEW YORK NY 10177 N Y PUBLIC FINANCE ANALYST N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-25-2016 ROSEANN VISCARDI DIRECTOR, MANAGER OF REGISTRATIONS