0000050916-16-000042.txt : 20160624
0000050916-16-000042.hdr.sgml : 20160624
20160624145550
ACCESSION NUMBER: 0000050916-16-000042
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160624
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411228350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 161730840
BUSINESS ADDRESS:
STREET 1: RBC DAIN RAUSCHER PLAZA
STREET 2: 60 SOUTH SIXTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612 371-2711
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
JENNIFER M. CHAN
212-618-3272
JENNIFER.M.CHAN@RBCCM.COM
JENNIFER.M.CHAN@RBCCM.COM
N
N
robert
vincent
henderson
001284231
N
1
0000050916
RBC Capital Markets, LLC
01-21-1991
N
07-31-2014
0000050916
LOCATED
06-01-2010
303 PEARL PARKWAY SUITE 220
san antonio
TX
785201
hernandez
robert vincent
henderson
robert
vincent
hernandez
01-1991
RBC CAPITAL MARKETS, LLC
SAN ANTONIO
TX
78215
Y
Y
MANAGING DIRECTOR
Y
10-1999
DYNAMIC RESOURCES, INC
208 LIVE OAK LANE
HARBOR
FL
33770
N
N
RIGID PERMEABLE CONTACT LENS EXPORTER
DIRECTOR
2
REVIEW BUSINESS PLANS
05-2016
HENDERSON-JOHNSTON PROPERTIES, LLC
1584 PONDEROSA DRIVE
NEW BRAUNFELS
TX
78132
N
Y
PROPERTY OWNER
PROPERTY OWNER
5
PURCHASE PROPERTIES
06-2016
YOU GOTTA BELIEVE
3114 MERMAID AVE
BROOKLYN
NY
11224
N
N
BOARD COMMITTEE
BOARD MEMBER
5
GENERAL OVERSIGHT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-24-2016
ROSEANN VISCARDI
DIRECTOR, MANAGER OF REGISTRATIONS