0000050916-16-000042.txt : 20160624 0000050916-16-000042.hdr.sgml : 20160624 20160624145550 ACCESSION NUMBER: 0000050916-16-000042 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 161730840 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX JENNIFER M. CHAN 212-618-3272 JENNIFER.M.CHAN@RBCCM.COM JENNIFER.M.CHAN@RBCCM.COM N N robert vincent henderson 001284231 N 1 0000050916 RBC Capital Markets, LLC 01-21-1991 N 07-31-2014 0000050916 LOCATED 06-01-2010 303 PEARL PARKWAY SUITE 220 san antonio TX 785201 hernandez robert vincent henderson robert vincent hernandez 01-1991 RBC CAPITAL MARKETS, LLC SAN ANTONIO TX 78215 Y Y MANAGING DIRECTOR Y 10-1999 DYNAMIC RESOURCES, INC 208 LIVE OAK LANE HARBOR FL 33770 N N RIGID PERMEABLE CONTACT LENS EXPORTER DIRECTOR 2 REVIEW BUSINESS PLANS 05-2016 HENDERSON-JOHNSTON PROPERTIES, LLC 1584 PONDEROSA DRIVE NEW BRAUNFELS TX 78132 N Y PROPERTY OWNER PROPERTY OWNER 5 PURCHASE PROPERTIES 06-2016 YOU GOTTA BELIEVE 3114 MERMAID AVE BROOKLYN NY 11224 N N BOARD COMMITTEE BOARD MEMBER 5 GENERAL OVERSIGHT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-24-2016 ROSEANN VISCARDI DIRECTOR, MANAGER OF REGISTRATIONS