0000050916-16-000019.txt : 20160125
0000050916-16-000019.hdr.sgml : 20160125
20160125112227
ACCESSION NUMBER: 0000050916-16-000019
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160122
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411228350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 161357824
BUSINESS ADDRESS:
STREET 1: RBC DAIN RAUSCHER PLAZA
STREET 2: 60 SOUTH SIXTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612 371-2711
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
JENNIFER CHAN
212-618-3272
JENNIFER.M.CHAN@RBCCM.COM
N
N
CHRISTOPHER
RAYMOND
GOOD
005642737
N
1
0000050916
RBC Capital Markets, LLC
09-07-2010
N
867-01264
LOCATED
09-07-2010
200 VESEY STREET
12TH FLOOR
NEW YORK
NY
10281
09-2010
RBC CAPITAL MARKETS, LLC
NEW YORK
NY
10281
Y
Y
VICE PRESIDENT
02-2009
09-2010
PNC CAPITAL MARKETS
PHILADELPHIA
PA
19103
N
Y
ANALYST
05-2007
09-2010
PNC FINANCIAL SERVICES GROUP
PHILADELPHIA
PA
19103
N
N
ANALYST
08-2006
05-2007
UNIVERSITY
OXFORD
OH
45056
N
N
FULL TIME STUDENT
05-2006
08-2006
PNC FINANCIAL SERVICES GROUP
PHILADELPHIA
PA
19103
N
N
INTERN
08-2005
05-2006
MIAMI UNIVERSITY
OXFORD
OH
45056
N
N
STUDENT GOVERNMENT/ FULL TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-20-2016
CHRISTOPHER R GOOD
VICE PRESIDENT