0000050916-14-000051.txt : 20141217
0000050916-14-000051.hdr.sgml : 20141217
20141217192852
ACCESSION NUMBER: 0000050916-14-000051
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411228350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 141293868
BUSINESS ADDRESS:
STREET 1: RBC DAIN RAUSCHER PLAZA
STREET 2: 60 SOUTH SIXTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612 371-2711
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
ROSEANN VISCARDI
212-858-7118
ROSEANN.VISCARDI@RBCCM.COM
ROSEANN.VISCARDI@RBCCM.COM
N
PHILIP
MATTHEW
BOLES
002200287
N
1
0000050916
RBC Capital Markets, LLC
10-01-1991
N
08-01-2014
0000050916
LOCATED
03-19-2012
200 CRESENT COURT, SUITE 1500
DALLAS
MN
75204
PHILIP
NMN
BOLES
MATT
NMN
BOLES
MATTHEW
NMN
BOLES
10-1991
RBC CAPITAL MARKETS, LLC (AND ITS PREDECESSOR FIRMS)
DALLAS
TX
75201
Y
Y
INVESTMENT BANKER
Y
12-2011
MUNICIPAL ADVISORY COUNCIL OF TEXAS
600 WEST 8TH STREET
AUSTIN
TX
78701
Y
Y
ADVISORY COUNCIL
BOARD MEMBER
10
ADVISORY
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-01-2014
Roseann Viscardi
Director, Manager of Registrations