0000050916-14-000040.txt : 20141217 0000050916-14-000040.hdr.sgml : 20141217 20141217192958 ACCESSION NUMBER: 0000050916-14-000040 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 141293879 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX Roseann Viscardi 212-858-7118 roseann.viscardi@rbccm.com roseann.viscardi@rbccm.com N Sara Gentilcore Russell 002998128 N 1 0000050916 RBC Capital Markets, LLC 08-17-2005 N 07-31-2014 0000050916 LOCATED 08-26-2005 60 SOUTH SIXTH STREET 15TH FLOOR MINNEAPOLIS MN 55402 Sara Alexis Gentilecore 08-2005 RBC Capital Markets, LLC Baltimore MD 21093 Y Y Director 06-1999 08-2005 Legg Mason Wood Walker, Inc. Baltimore MD 21202 N Y Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-31-2014 ROSEANN VISCARDI DIRECTOR, MANAGER OF REGISTRATIONS