0000050916-14-000040.txt : 20141217
0000050916-14-000040.hdr.sgml : 20141217
20141217192958
ACCESSION NUMBER: 0000050916-14-000040
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 411228350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 141293879
BUSINESS ADDRESS:
STREET 1: RBC DAIN RAUSCHER PLAZA
STREET 2: 60 SOUTH SIXTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612 371-2711
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I
1
primary_doc.xml
MA-I
0000050916
XXXXXXXX
Roseann Viscardi
212-858-7118
roseann.viscardi@rbccm.com
roseann.viscardi@rbccm.com
N
Sara
Gentilcore
Russell
002998128
N
1
0000050916
RBC Capital Markets, LLC
08-17-2005
N
07-31-2014
0000050916
LOCATED
08-26-2005
60 SOUTH SIXTH STREET
15TH FLOOR
MINNEAPOLIS
MN
55402
Sara
Alexis
Gentilecore
08-2005
RBC Capital Markets, LLC
Baltimore
MD
21093
Y
Y
Director
06-1999
08-2005
Legg Mason Wood Walker, Inc.
Baltimore
MD
21202
N
Y
Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-31-2014
ROSEANN VISCARDI
DIRECTOR, MANAGER OF REGISTRATIONS