0000050916-14-000018.txt : 20141217 0000050916-14-000018.hdr.sgml : 20141217 20141217193221 ACCESSION NUMBER: 0000050916-14-000018 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411228350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 141293903 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I 1 primary_doc.xml MA-I 0000050916 XXXXXXXX ROSEANN VISCARDI 212-858-7118 ROSEANN.VISCARDI@RBCCM.COM ROSEANN.VISCARDI@RBCCM.COM N CLARENCE BERNARD GRIER JR 002923629 N 1 0000050916 RBC Capital Markets, LLC 02-27-2004 N 07-31-2014 0000050916 LOCATED 02-27-2004 200 CRESCENT COURT SUITE 1500 DALLAS TX 75201 02-2004 RBC CAPITAL MARKETS, LLC HOUSTON TX 77002 Y Y DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-31-2014 ROSEANN VISCARDI DIRECTOR, MANAGER OF REGISTRATIONS