0001127602-20-009512.txt : 20200304 0001127602-20-009512.hdr.sgml : 20200304 20200304194411 ACCESSION NUMBER: 0001127602-20-009512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shenoy Navin CENTRAL INDEX KEY: 0001723693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06217 FILM NUMBER: 20689136 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEL CORP CENTRAL INDEX KEY: 0000050863 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941672743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087658080 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-02 0000050863 INTEL CORP INTC 0001723693 Shenoy Navin C/O INTEL CORPORATION 2200 MISSION COLLEGE BLVD. SANTA CLARA CA 95054 1 EVP, GM - Data Platforms Group Common Stock 2020-03-02 4 M 0 62102 A 115908 D Common Stock 2020-03-02 4 F 0 30791 56.37 D 85117 D Common Stock 2020-03-02 4 M 0 21013 A 106130 D Common Stock 2020-03-02 4 F 0 10419 56.37 D 95711 D Common Stock 2020-03-03 4 S 0 9723 57.362 D 85988 D Common Stock 2020-03-03 4 S 0 209 58.08 D 85779 D Performance-based Restricted Stock Units 2020-03-02 4 M 0 92069 D 2020-03-02 Common Stock 92069 0 D Performance-based Restricted Stock Units 2020-03-02 4 M 0 31153 D 2020-03-02 Common Stock 31153 0 D Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on February 1, 2017 and ending on the third anniversary of February 1, 2017, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Includes 491 shares acquired under the Company's Stock Purchase Plan on February 19, 2020. This transaction was made pursuant to trading instructions adopted by the reporting person on November 5, 2019 that are intended to comply with Rule 10b5-1(c). This transaction was executed in multiple trades at prices ranging from $57.05 to $57.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after February 1, 2017, unless that date falls on a non-business date, in which case the next business date shall apply. The total number of shares of Common Stock received upon achievement of the pre-established performance metrics was 62,102 (or 67.452% of the target number of performance-based RSUs granted), as reported in Table I. The total number of shares of Common Stock received upon achievement of the pre-established performance metrics was 21,013 (or 67.452% of the target number of performance-based RSUs granted), as reported in Table I. /s/ Alex Shukhman, attorney-in-fact 2020-03-04