0001127602-19-008773.txt : 20190227 0001127602-19-008773.hdr.sgml : 20190227 20190227180826 ACCESSION NUMBER: 0001127602-19-008773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190225 FILED AS OF DATE: 20190227 DATE AS OF CHANGE: 20190227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNDERWOOD TODD M CENTRAL INDEX KEY: 0001766545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06217 FILM NUMBER: 19639330 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEL CORP CENTRAL INDEX KEY: 0000050863 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941672743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087658080 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-25 0000050863 INTEL CORP INTC 0001766545 UNDERWOOD TODD M C/O INTEL CORPORATION 2200 MISSION COLLEGE BLVD SANTA CLARA CA 95054 1 Interim CFO Common Stock 2019-02-25 4 M 0 3265 A 6788 D Common Stock 2019-02-25 4 F 0 1093 53.235 D 5695 D Common Stock 2412 I By Employee Benefit Plan Trust Common Stock 54 I By Spouse Performance-Based Stock Units 2019-02-25 4 M 0 3999 D 2019-02-25 Common Stock 3999 0 D Each Performance-based Restricted Stock Unit (PSU) represents the right to receive, following vesting, no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Includes 485 shares acquired under the Company's Employee Stock Purchase Plan on February 19, 2019. Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with the dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. Due to a limitation in the filing software, the total number of shares of Common Stock received was 3,265 as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 75.746%. Upon conversion of the RSUs, the Reporting Person received 3,029 shares of Common Stock. Upon conversion of $11,002.84 in dividend equivalents, the Reporting Person received an additional 236 shares of Common Stock. /s/ Brian Petirs, attorney-in-fact 2019-02-27