0001127602-16-058881.txt : 20160728 0001127602-16-058881.hdr.sgml : 20160728 20160728210047 ACCESSION NUMBER: 0001127602-16-058881 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEL CORP CENTRAL INDEX KEY: 0000050863 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941672743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087658080 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLUMMER JAMES D CENTRAL INDEX KEY: 0001242607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06217 FILM NUMBER: 161791723 MAIL ADDRESS: STREET 1: 233 KANSAS STREET CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-07-26 0000050863 INTEL CORP INTC 0001242607 PLUMMER JAMES D CISX ROOM 330 VIA PALOU MALL STANFORD UNIVERSITY STANFORD CA 94305 1 Common Stock 2016-07-26 4 M 0 1588 0 A 24863 D Common Stock 2016-07-26 4 M 0 4258 0 A 29121 D Common Stock 27835 I By Family Trust Restricted Stock Units 0 2016-07-26 4 M 0 1588 0 D 2014-07-26 Common Stock 1588 0 D Performance-based Restricted Stock Units 0 2016-07-26 4 M 0 4190 0 D 2016-07-26 Common Stock 4190 0 D Shares acquired on the vesting of restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2013 and ending on January 24, 2016, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. Due to a limitation in the filing software, the total number of shares of Common Stock received was 4,258, as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 92.853%. Upon conversion of the RSUs, the Reporting Person received 3,890 shares of Common Stock. Upon conversion of $11,008.70 in dividend equivalents, the Reporting person received an additional 368 shares of Common Stock. /s/ Fernando Delmendo, attorney-in-fact 2016-07-28