0001127602-13-008037.txt : 20130226 0001127602-13-008037.hdr.sgml : 20130226 20130226165608 ACCESSION NUMBER: 0001127602-13-008037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130222 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLT WILLIAM M CENTRAL INDEX KEY: 0001320664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06217 FILM NUMBER: 13643403 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD. STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTEL CORP CENTRAL INDEX KEY: 0000050863 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941672743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4087658080 MAIL ADDRESS: STREET 1: 2200 MISSION COLLEGE BLVD STREET 2: RNB-4-151 CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-22 0000050863 INTEL CORP INTC 0001320664 HOLT WILLIAM M INTEL CORPORATION 2200 MISSION COLLEGE BLVD. SANTA CLARA CA 95054 1 Exec VP GM, Tech & Mfg Grp Common Stock 2013-02-22 4 M 0 99206 0 A 130751 D Common Stock 2013-02-22 4 F 0 50546 20.295 D 80205 D Common Stock 2013-02-25 4 S 0 38928 20.5237 D 41277 D Common Stock 2.636 I By Employee Benefit Plan Trust Common Stock 13010 I By Trust for Self and Spouse Performance-based Restricted Stock Units 0 2013-02-22 4 M 0 80590 0 D 2013-02-22 Common Stock 0 0 D Shares acquired on the vesting of restricted stock units. Includes 966 shares acquired under the Company's Stock Purchase Plan on February 19, 2013. Shares withheld for payment of tax liability. This transaction was made pursuant to trading instructions adopted by the undersigned on August 3, 2011 that are intended to comply with Rule 10b5-1(c). This transaction was executed in multiple trades at prices ranging from $20.64 to $20.415. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. Due to a limitation in the filing software, the total number of shares of Common Stock received was 99,206, as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 110.059%. Upon conversion of the RSUs, the Reporting Person received an additional 8,106 shares of Common Stock. Upon conversion of $222,396.35 in dividend equivalents, the Reporting person received an additional 10,510 shares of Common Stock. /s/ Wendy Yemington, attorney-in-fact 2013-02-26