0001179110-13-001635.txt : 20130201 0001179110-13-001635.hdr.sgml : 20130201 20130201153609 ACCESSION NUMBER: 0001179110-13-001635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130130 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLAU HARVEY R CENTRAL INDEX KEY: 0001053470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 13566597 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE, STREET 2: 18TH FLOOR CITY: NEW YORK, STATE: NY ZIP: 11753 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2013-01-30 0 0000050725 GRIFFON CORP GFF 0001053470 BLAU HARVEY R C/O GRIFFON CORPORATION 712 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10019 1 0 0 1 Chairman of the Board Common Stock 2012-10-26 5 G 0 E 10000 0 D 1239530 D Common Stock 2012-12-12 5 G 0 E 5000 0 D 1234530 D Common Stock 2013-01-30 4 A 0 3333 0 A 1263039 D Common Stock 822253 I By Spouse Restricted stock grant under Company's 2011 Equity Incentive Plan. The stock will vest in three (3) equal annual installments beginning on January 30, 2014. Includes 25,176 shares previously held through the Griffon Corporation ESOP which were distributed to the reporting person on December 24, 2012 and are now owned directly. /s/ Seth L. Kaplan, as attorney-in-fact 2013-02-01