0001179110-12-013504.txt : 20120830 0001179110-12-013504.hdr.sgml : 20120830 20120830161012 ACCESSION NUMBER: 0001179110-12-013504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120828 FILED AS OF DATE: 20120830 DATE AS OF CHANGE: 20120830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALPERT HENRY A CENTRAL INDEX KEY: 0001208677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 121065847 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2012-08-28 0000050725 GRIFFON CORP GFF 0001208677 ALPERT HENRY A C/O GRIFFON CORPORATION 712 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2012-08-28 4 S 0 15000 9.64 D 36400 I By Spartan Petroleum Profit Sharing Plan Common Stock 16066 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.58 to $9.77, inclusive. The reporting person undertakes to provide to Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. /s/ Seth L. Kaplan, as attorney-in-fact 2012-08-30