0001179110-11-006087.txt : 20110406
0001179110-11-006087.hdr.sgml : 20110406
20110406122133
ACCESSION NUMBER: 0001179110-11-006087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110404
FILED AS OF DATE: 20110406
DATE AS OF CHANGE: 20110406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLAU HARVEY R
CENTRAL INDEX KEY: 0001053470
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 11742515
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE,
STREET 2: 18TH FLOOR
CITY: NEW YORK,
STATE: NY
ZIP: 11753
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIFFON CORP
CENTRAL INDEX KEY: 0000050725
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 111893410
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2129575000
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0303
4
2011-04-04
0
0000050725
GRIFFON CORP
GFF
0001053470
BLAU HARVEY R
C/O GRIFFON CORPORATION
712 FIFTH AVENUE, 18TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Stock
2011-04-04
4
M
0
330000
7.75
A
1513049
D
Common Stock
2011-04-04
4
F
0
256020
13.29
D
1257029
D
Common Stock
822253
I
By Spouse
Common Stock
28154
I
By ESOP
Non-Qualified Stock Option
7.75
2011-04-04
4
M
0
330000
0
D
2011-05-02
Common Stock
330000
0
D
Shares withheld upon exercise of a non-qualified stock option in payment of the exercise price due and to satisfy tax withholding obligations of the reporting person.
Non-Qualified Stock Option ("Option") granted under the Griffon Corporation 2001 Stock Option Plan in a transaction exempt under Rule 16b. The Option vested and became exercisable as to one-half of the underlying shares on each of May 2, 2002 and May 2, 2003.
/s/ Seth L. Kaplan, as attorney-in-fact
2011-04-06