-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IEMxMdPdOdRAgZ2yLNzubNWNJwPW4F8ZFrIU2IUxrmI5QXZxHqGESQ6NIBx7Kb78 w9FbXy6vjGbbLnNrnbVVnw== 0001144204-07-063890.txt : 20071121 0001144204-07-063890.hdr.sgml : 20071121 20071121165155 ACCESSION NUMBER: 0001144204-07-063890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071119 FILED AS OF DATE: 20071121 DATE AS OF CHANGE: 20071121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 100 JERICHO QUADRANGLE CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 5169385544 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE CITY: JERICHO STATE: NY ZIP: 11753 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITAROTONDA JAMES A CENTRAL INDEX KEY: 0001254583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 071263793 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE 17TH FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 v095413_ex.xml X0202 4 2007-11-19 0 0000050725 GRIFFON CORP GFF 0001254583 MITAROTONDA JAMES A C/O BARINGTON CAPITAL GROUP, L.P. 888 SEVENTH AVENUE 17TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2007-11-19 4 P 0 7949 13.5326 A 474174 I By Barington Companies Equity Partners, L.P. Common Stock 2007-11-19 4 P 0 13716 13.5326 A 817843 I By Barington Companies Offshore Fund, Ltd. Common Stock 2007-11-19 4 P 0 3335 13.5326 A 317634 I By Barington Investments, L.P. Common Stock 2007-11-20 4 P 0 7952 12.8149 A 482126 I By Barington Companies Equity Partners, L.P. Common Stock 2007-11-20 4 P 0 13713 12.8149 A 831556 I By Barington Companies Offshore Fund, L.P. Common Stock 2007-11-20 4 P 0 3335 12.8149 A 320969 I By Barington Investments, L.P. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of each of Barington Companies Investors, LLC ("Barington Investors"), Barington Companies Advisors, LLC ("Barington Advisors") and Barington Offshore Advisors II, LLC ("Barington Offshore II"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P. Barington Advisors is the general partner of Barington Investments, L.P. Barington Offshore II is the investment advisor to Barington Companies Offshore Fund, Ltd. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ James A. Mitarotonda 2007-11-21 -----END PRIVACY-ENHANCED MESSAGE-----