0000950117-13-001040.txt : 20131114 0000950117-13-001040.hdr.sgml : 20131114 20131114163141 ACCESSION NUMBER: 0000950117-13-001040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEHMEL ROBERT F CENTRAL INDEX KEY: 0001201289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 131220655 BUSINESS ADDRESS: BUSINESS PHONE: 212 957 5000 MAIL ADDRESS: STREET 1: GRIFFON CORPORATION STREET 2: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 cfp_22343.xml FORM 4 X0306 4 2013-11-12 0 0000050725 GRIFFON CORP GFF 0001201289 MEHMEL ROBERT F 712 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 President & COO Common Stock 2013-11-12 4 A 0 300000 0 A 350000 D Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 12, 2013, it was certified that such financial performance criteria was satisfied. 150,000 restricted shares will vest on December 10, 2015, and 150,000 restricted shares will vest on December 10, 2016. /s/ Seth L. Kaplan, pursuant to power-of-attorney 2013-11-14