0000921895-23-000717.txt : 20230317
0000921895-23-000717.hdr.sgml : 20230317
20230317163357
ACCESSION NUMBER: 0000921895-23-000717
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230109
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Advisors GP, LLC
CENTRAL INDEX KEY: 0001798309
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23743136
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 832-519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Capital, LLC
CENTRAL INDEX KEY: 0001730145
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23743135
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 8325199427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER NAME:
FORMER CONFORMED NAME: Voss Capital LLC
DATE OF NAME CHANGE: 20180201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Value Master Fund, LP
CENTRAL INDEX KEY: 0001969435
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23743138
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: (832) 519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cocke Travis W.
CENTRAL INDEX KEY: 0001798383
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23743139
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Value-Oriented Special Situations Fund, LP
CENTRAL INDEX KEY: 0001863498
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23743137
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 832-519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIFFON CORP
CENTRAL INDEX KEY: 0000050725
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 111893410
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2129575000
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/
DATE OF NAME CHANGE: 19920703
3/A
1
form3a10925008b_03172023.xml
OWNERSHIP DOCUMENT
X0206
3/A
2023-01-09
2023-01-11
0
0000050725
GRIFFON CORP
GFF
0001798383
Cocke Travis W.
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
1
0
0
1
See Remarks
0001969435
Voss Value Master Fund, LP
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
1
0
0
1
See Remarks
0001863498
Voss Value-Oriented Special Situations Fund, LP
3773 RICHMOND AVENUE
SUITE 500
HOUSTON
TX
77046
1
0
0
1
See Remarks
0001798309
Voss Advisors GP, LLC
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
1
0
0
1
See Remarks
0001730145
Voss Capital, LLC
3773 RICHMOND AVENUE
SUITE 500
HOUSTON
TX
77046
1
0
0
1
See Remarks
Common Stock, $0.25 par value
1380000
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
191099
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
1497753
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
40
2023-01-20
Common Stock, $0.25 par value
33900
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
44
2023-01-20
Common Stock, $0.25 par value
8900
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
45
2023-01-20
Common Stock, $0.25 par value
50000
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
45
2023-02-17
Common Stock, $0.25 par value
14200
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
50
2023-02-17
Common Stock, $0.25 par value
100
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
45
2023-02-17
Common Stock, $0.25 par value
1900
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
45
2023-02-17
Common Stock, $0.25 par value
8900
I
By: Managed Accounts of Voss Capital, LLC
This Form 3/A is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission.
Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund.
Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund.
Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts.
Such options are exercisable as of the date hereof and were immediately exercisable upon their acquisition.
The two-part Form 3, filed on January 11, 2023, and subsequent Forms 4 filed on January 11, 2023 and January 24, 2023 (in two parts), were filed timely and under the correct names of Voss Value Master Fund and Voss Value-Oriented Special Situations Fund, each a Reporting Person, but were either inadvertently filed without the CIK codes for Voss Value Master Fund and Voss Value-Oriented Special Situations Fund, or using the incorrect CIK code for Voss Value Master Fund. This amendment corrects the CIK codes for Voss Value Master Fund and Voss Value-Oriented Special Situations Fund, and re-reports the Reporting Persons' holdings as of January 11, 2023. Mr. Cocke is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Cocke) may be deemed a director by deputization by virtue of Mr. Cocke's service on the Board of Directors of the Issuer.
/s/ Travis W. Cocke
2023-03-17
Voss Value Master Fund, L.P.; By: Voss Advisors GP, LLC; By: /s/ Travis W. Cocke
2023-03-17
Voss Value-Oriented Special Situations Fund, L.P.; By: Voss Advisors GP, LLC; By: /s/ Travis W. Cocke
2023-03-17
Voss Advisors GP, LLC; By: /s/ Travis W. Cocke
2023-03-17
Voss Capital, LLC; By: /s/ Travis W. Cocke
2023-03-17