0000921895-23-000188.txt : 20230124 0000921895-23-000188.hdr.sgml : 20230124 20230124202227 ACCESSION NUMBER: 0000921895-23-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230120 FILED AS OF DATE: 20230124 DATE AS OF CHANGE: 20230124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss Capital, LLC CENTRAL INDEX KEY: 0001730145 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 23549476 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVENUE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 8325199427 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER NAME: FORMER CONFORMED NAME: Voss Capital LLC DATE OF NAME CHANGE: 20180201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss Value Master Fund, L.P. CENTRAL INDEX KEY: 0001529957 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 23549479 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVENUE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 832-519-9427 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER NAME: FORMER CONFORMED NAME: Voss Value Fund, LP DATE OF NAME CHANGE: 20170829 FORMER NAME: FORMER CONFORMED NAME: Southpaw Value Fund, LP DATE OF NAME CHANGE: 20110914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss Value-Oriented Special Situations Fund, LP CENTRAL INDEX KEY: 0001863498 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 23549478 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVENUE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 832-519-9427 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss Advisors GP, LLC CENTRAL INDEX KEY: 0001798309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 23549477 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVENUE, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 832-519-9427 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cocke Travis W. CENTRAL INDEX KEY: 0001798383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 23549480 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 form410925008b_01242023.xml OWNERSHIP DOCUMENT X0306 4 2023-01-20 0 0000050725 GRIFFON CORP GFF 0001798383 Cocke Travis W. 3773 RICHMOND AVENUE, SUITE 500 HOUSTON TX 77046 1 0 0 1 See Remarks 0001529957 Voss Value Master Fund, L.P. 3773 RICHMOND AVENUE SUITE 500 HOUSTON TX 77046 1 0 0 0 0001863498 Voss Value-Oriented Special Situations Fund, LP 3773 RICHMOND AVENUE SUITE 500 HOUSTON TX 77046 1 0 0 0 0001798309 Voss Advisors GP, LLC 3773 RICHMOND AVENUE, SUITE 500 HOUSTON TX 77046 1 0 0 0 0001730145 Voss Capital, LLC 3773 RICHMOND AVENUE SUITE 500 HOUSTON TX 77046 1 0 0 0 Common Stock, $0.25 par value 276 D Common Stock, $0.25 par value 1473400 I By: Voss Value Master Fund, L.P. Common Stock, $0.25 par value 203499 I By: Voss Value-Oriented Special Situations Fund, L.P. Common Stock, $0.25 par value 2023-01-20 4 X 0 1400 25 A 1551753 I By: Managed Accounts of Voss Capital, LLC Common Stock, $0.25 par value 2023-01-20 4 X 0 2600 20.5 A 1554353 I By: Managed Accounts of Voss Capital, LLC Common Stock, $0.25 par value 2023-01-20 4 X 0 2600 27 A 1556953 I By: Managed Accounts of Voss Capital, LLC Call Option (right to buy) 25 2023-01-20 4 X 0 14 0 D 2023-01-20 Common Stock, $0.25 par value 1400 0 I By: Managed Accounts of Voss Capital, LLC Call Option (right to buy) 20.50 2023-01-20 4 X 0 26 0 D 2023-01-20 Common Stock, $0.25 par value 2600 0 I By: Managed Accounts of Voss Capital, LLC Call Option (right to buy) 27 2023-01-20 4 X 0 26 0 D 2023-01-20 Common Stock, $0.25 par value 2600 0 I By: Managed Accounts of Voss Capital, LLC This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. These securities were granted to Mr. Cocke, the managing member of Voss Capital and Voss GP, in connection with his service as a member of the Board of Directors of the Issuer. As a result of Mr. Cocke's agreement with Voss Capital to transfer the economic benefit, if any, received upon the sale of the securities reported herein as directly owned by Mr. Cocke to certain of the other Reporting Persons, each of the Reporting Persons may be deemed to have a pecuniary interest in such securities. Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Such options were immediately exercisable upon their acquisition. Mr. Cocke is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Cocke) may be deemed a director by deputization by virtue of Mr. Cocke's service on the Board of Directors of the Issuer. /s/ Travis W. Cocke 2023-01-24 Voss Value Master Fund, L.P.; By: Voss Advisors GP, LLC; By: /s/ Travis W. Cocke 2023-01-24 Voss Value-Oriented Special Situations Fund, L.P.; By: Voss Advisors GP, LLC; By: /s/ Travis W. Cocke 2023-01-24 Voss Advisors GP, LLC; By: /s/ Travis W. Cocke 2023-01-24 Voss Capital, LLC; By: /s/ Travis W. Cocke 2023-01-24