0000921895-23-000187.txt : 20230124
0000921895-23-000187.hdr.sgml : 20230124
20230124201911
ACCESSION NUMBER: 0000921895-23-000187
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230120
FILED AS OF DATE: 20230124
DATE AS OF CHANGE: 20230124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Capital, LLC
CENTRAL INDEX KEY: 0001730145
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23549466
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 8325199427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER NAME:
FORMER CONFORMED NAME: Voss Capital LLC
DATE OF NAME CHANGE: 20180201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Value Master Fund, L.P.
CENTRAL INDEX KEY: 0001529957
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23549469
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 832-519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER NAME:
FORMER CONFORMED NAME: Voss Value Fund, LP
DATE OF NAME CHANGE: 20170829
FORMER NAME:
FORMER CONFORMED NAME: Southpaw Value Fund, LP
DATE OF NAME CHANGE: 20110914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Value-Oriented Special Situations Fund, LP
CENTRAL INDEX KEY: 0001863498
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23549468
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 832-519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Advisors GP, LLC
CENTRAL INDEX KEY: 0001798309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23549467
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 832-519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cocke Travis W.
CENTRAL INDEX KEY: 0001798383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 23549470
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIFFON CORP
CENTRAL INDEX KEY: 0000050725
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 111893410
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2129575000
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/
DATE OF NAME CHANGE: 19920703
4
1
form410925008a_01242023.xml
OWNERSHIP DOCUMENT
X0306
4
2023-01-20
0
0000050725
GRIFFON CORP
GFF
0001798383
Cocke Travis W.
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
1
0
0
1
See Remarks
0001529957
Voss Value Master Fund, L.P.
3773 RICHMOND AVENUE
SUITE 500
HOUSTON
TX
77046
1
0
0
0
0001863498
Voss Value-Oriented Special Situations Fund, LP
3773 RICHMOND AVENUE
SUITE 500
HOUSTON
TX
77046
1
0
0
0
0001798309
Voss Advisors GP, LLC
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
1
0
0
0
0001730145
Voss Capital, LLC
3773 RICHMOND AVENUE
SUITE 500
HOUSTON
TX
77046
1
0
0
0
Common Stock, $0.25 par value
276
D
Common Stock, $0.25 par value
2023-01-20
4
X
0
25800
35
A
1405800
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
13500
25
A
1419300
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
5700
20.50
A
1425000
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
5700
28
A
1430700
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
19900
30
A
1450600
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
11400
23
A
1462000
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
5700
27
A
1467000
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
5700
26
A
1473400
I
By: Voss Value Master Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
3700
35
A
194799
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
800
26
A
195599
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
800
28
A
196399
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
2700
30
A
199099
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
800
27
A
199899
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
1600
23
A
201499
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
800
20.50
A
202299
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
1200
25
A
203499
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Common Stock, $0.25 par value
2023-01-20
4
X
0
900
20.50
A
1498653
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
3700
35
A
1502353
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
3200
30
A
1505553
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
8900
25
A
1514453
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
900
28
A
1515353
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
11800
35
A
1527153
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
9200
30
A
1536353
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
900
27
A
1537253
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
1800
23
A
1539053
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
5200
23
A
1544253
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
2600
28
A
1546853
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
2600
26
A
1549453
I
By: Managed Accounts of Voss Capital, LLC
Common Stock, $0.25 par value
2023-01-20
4
X
0
900
26
A
1550353
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
35
2023-01-20
4
X
0
258
0
D
2023-01-20
Common Stock, $0.25 par value
2580
0
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
25
2023-01-20
4
X
0
135
0
D
2023-01-20
Common Stock, $0.25 par value
13500
0
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
28
2023-01-20
4
X
0
57
0
D
2023-01-20
Common Stock, $0.25 par value
5700
0
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
20.50
2023-01-20
4
X
0
57
0
D
2023-01-20
Common Stock, $0.25 par value
5700
0
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
30
2023-01-20
4
X
0
199
0
D
2023-01-20
Common Stock, $0.25 par value
19900
0
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
23
2023-01-20
4
X
0
114
0
D
2023-01-20
Common Stock, $0.25 par value
11400
0
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
26
2023-01-20
4
X
0
57
0
D
2023-01-20
Common Stock, $0.25 par value
5700
0
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
27
2023-01-20
4
X
0
57
0
D
2023-01-20
Common Stock, $0.25 par value
5700
0
I
By: Voss Value Master Fund, L.P.
Call Option (right to buy)
35
2023-01-20
4
X
0
37
0
D
2023-01-20
Common Stock, $0.25 par value
3700
0
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
28
2023-01-20
4
X
0
8
0
D
2023-01-20
Common Stock, $0.25 par value
800
0
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
26
2023-01-20
4
X
0
8
0
D
2023-01-20
Common Stock, $0.25 par value
800
0
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
30
2023-01-20
4
X
0
27
0
D
2023-01-20
Common Stock, $0.25 par value
2700
0
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
27
2023-01-20
4
X
0
8
0
D
2023-01-20
Common Stock, $0.25 par value
800
0
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
23
2023-01-20
4
X
0
16
0
D
2023-01-20
Common Stock, $0.25 par value
1600
0
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
20.50
2023-01-20
4
X
0
8
0
D
2023-01-20
Common Stock, $0.25 par value
800
0
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
25
2023-01-20
4
X
0
12
0
D
2023-01-20
Common Stock, $0.25 par value
1200
0
I
By: Voss Value-Oriented Special Situations Fund, L.P.
Call Option (right to buy)
20.50
2023-01-20
4
X
0
9
0
D
2023-01-20
Common Stock, $0.25 par value
900
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
35
2023-01-20
4
X
0
37
0
D
2023-01-20
Common Stock, $0.25 par value
3700
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
30
2023-01-20
4
X
0
32
0
D
2023-01-20
Common Stock, $0.25 par value
3200
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
25
2023-01-20
4
X
0
89
0
D
2023-01-20
Common Stock, $0.25 par value
8900
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
28
2023-01-20
4
X
0
9
0
D
2023-01-20
Common Stock, $0.25 par value
900
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
35
2023-01-20
4
X
0
118
0
D
2023-01-20
Common Stock, $0.25 par value
11800
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
30
2023-01-20
4
X
0
92
0
D
2023-01-20
Common Stock, $0.25 par value
9200
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
27
2023-01-20
4
X
0
9
0
D
2023-01-20
Common Stock, $0.25 par value
900
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
23
2023-01-20
4
X
0
18
0
D
2023-01-20
Common Stock, $0.25 par value
1800
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
23
2023-01-20
4
X
0
52
0
D
2023-01-20
Common Stock, $0.25 par value
5200
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
28
2023-01-20
4
X
0
26
0
D
2023-01-20
Common Stock, $0.25 par value
2600
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
26
2023-01-20
4
X
0
26
0
D
2023-01-20
Common Stock, $0.25 par value
2600
0
I
By: Managed Accounts of Voss Capital, LLC
Call Option (right to buy)
26
2023-01-20
4
X
0
9
0
D
2023-01-20
Common Stock, $0.25 par value
900
0
I
By: Managed Accounts of Voss Capital, LLC
This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission.
These securities were granted to Mr. Cocke, the managing member of Voss Capital and Voss GP, in connection with his service as a member of the Board of Directors of the Issuer. As a result of Mr. Cocke's agreement with Voss Capital to transfer the economic benefit, if any, received upon the sale of the securities reported herein as directly owned by Mr. Cocke to certain of the other Reporting Persons, each of the Reporting Persons may be deemed to have a pecuniary interest in such securities.
Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund.
Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund.
Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts.
Such options were immediately exercisable upon their acquisition.
Mr. Cocke is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Cocke) may be deemed a director by deputization by virtue of Mr. Cocke's service on the Board of Directors of the Issuer.
/s/ Travis W. Cocke
2023-01-24
Voss Value Master Fund, L.P.; By: Voss Advisors GP, LLC; By: /s/ Travis W. Cocke
2023-01-24
Voss Value-Oriented Special Situations Fund, L.P.; By: Voss Advisors GP, LLC; By: /s/ Travis W. Cocke
2023-01-24
Voss Advisors GP, LLC; By: /s/ Travis W. Cocke
2023-01-24
Voss Capital, LLC; By: /s/ Travis W. Cocke
2023-01-24