-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IsE9ewVxhUYrpcBol0KEuH2x/I+TuD/OSaMl2e4S9YfAXF3UtjxbZw99vb/7elLk dyVia7bBWY/2DVzbs066JA== 0000894579-11-000034.txt : 20110209 0000894579-11-000034.hdr.sgml : 20110209 20110209160326 ACCESSION NUMBER: 0000894579-11-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Seth L. CENTRAL INDEX KEY: 0001491551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 11587181 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-07 0000050725 GRIFFON CORP GFF 0001491551 Kaplan Seth L. 712 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 Sr VP, Genl Counsel and Secy Common Stock 2011-02-07 4 P 0 5000 11.8167 A 60000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.79 to $11.83, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above in this footnote. /s/ Seth L. Kaplan 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----