0000050725-23-000068.txt : 20231117 0000050725-23-000068.hdr.sgml : 20231117 20231117161635 ACCESSION NUMBER: 0000050725-23-000068 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Brian G CENTRAL INDEX KEY: 0001470077 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 231418927 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: SUITE 224 CITY: JERICHO STATE: NY ZIP: 11753 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4/A 1 wk-form4a_1700255780.xml FORM 4/A X0508 4/A 2023-11-14 2023-11-16 0 0000050725 GRIFFON CORP GFF 0001470077 Harris Brian G C/O GRIFFON CORPORATION 712 FIFTH AVENUE NEW YORK NY 10019 0 1 0 0 SVP, Chief Financial Officer 0 Common Stock 2023-11-14 4 A 0 19339 0 A 229190 D Common Stock 3981 I By ESOP Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 14, 2023, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2025. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. On November 16, 2023, the reporting person filed a Form 4 which inadvertently listed the wrong transaction code (code "F" was used instead of code "A"), and inadvertently included incorrect footnotes. The wording in footnote (2) should have been included with footnote (1); and footnote (2) should have referred to additional ESOP allocations that have occurred since the reporting person's prior ownership report. This amendment corrects the transaction code and includes corrected footnotes. /s/ Seth L. Kaplan, pursuant to power-of-attorney 2023-11-17