0000050725-22-000100.txt : 20221227 0000050725-22-000100.hdr.sgml : 20221227 20221227161259 ACCESSION NUMBER: 0000050725-22-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221223 FILED AS OF DATE: 20221227 DATE AS OF CHANGE: 20221227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEHMEL ROBERT F CENTRAL INDEX KEY: 0001201289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 221490407 BUSINESS ADDRESS: BUSINESS PHONE: 212 957 5000 MAIL ADDRESS: STREET 1: GRIFFON CORPORATION STREET 2: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 wf-form4_167217556328197.xml FORM 4 X0306 4 2022-12-23 0 0000050725 GRIFFON CORP GFF 0001201289 MEHMEL ROBERT F C/O GRIFFON CORPORATION 712 FIFTH AVENUE NEW YORK NY 10019 0 1 0 0 President and COO Common Stock 2022-12-23 4 A 0 36000 0 A 910170 D Common Stock 2022-12-23 4 F 0 51942 34.99 D 858228 D Common Stock 3039 I by ESOP Represents a portion of the restricted shares granted to the reporting person on December 20, 2018 under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Such restricted shares were subject to both a service period (time-based vesting) and the attainment of specified performance criteria (performance-based vesting) related to the Company's stock price and the total shareholder return of the Company's stock relative to a market index. It was previously certified that the performance criteria was achieved to a certain extent and the shares related to such certification were reported on a Form 4 filed on May 2, 2019. Following the end of the performance period, on December 23, 2022, it was certified that the performance criteria was achieved with respect to an additional 36,000 shares. Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Seth L. Kaplan, pursuant to power-of-attorney 2022-12-27