0000050725-22-000099.txt : 20221227
0000050725-22-000099.hdr.sgml : 20221227
20221227161240
ACCESSION NUMBER: 0000050725-22-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221223
FILED AS OF DATE: 20221227
DATE AS OF CHANGE: 20221227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAMER RONALD J
CENTRAL INDEX KEY: 0001195908
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 221490405
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIFFON CORP
CENTRAL INDEX KEY: 0000050725
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 111893410
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2129575000
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_167217554384958.xml
FORM 4
X0306
4
2022-12-23
0
0000050725
GRIFFON CORP
GFF
0001195908
KRAMER RONALD J
C/O GRIFFON CORPORATION
712 FIFTH AVENUE, 18TH FLOOR
NEW YORK
NY
10019
1
1
0
0
Chairman of the Board and CEO
Common Stock
2022-12-23
4
A
0
108000
0
A
3060629
D
Common Stock
2022-12-23
4
F
0
214339
34.99
D
2846290
D
Common Stock
3978
I
By ESOP
Common Stock
40298
I
By Spouse and Children
Represents a portion of the restricted shares granted to the reporting person on December 20, 2018 under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Such restricted shares were subject to both a service period (time-based vesting) and the attainment of specified performance criteria (performance-based vesting) related to the Company's stock price and the total shareholder return of the Company's stock relative to a market index. It was previously certified that the performance criteria was achieved to a certain extent and the shares related to such certification were reported on a Form 4 filed on May 2, 2019. Following the end of the performance period, on December 23, 2022, it was certified that the performance criteria was achieved with respect to an additional 108,000 shares.
Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.
Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
/s/ Seth L. Kaplan, as attorney-in-fact
2022-12-27