0000050725-22-000079.txt : 20221117
0000050725-22-000079.hdr.sgml : 20221117
20221117160451
ACCESSION NUMBER: 0000050725-22-000079
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211115
FILED AS OF DATE: 20221117
DATE AS OF CHANGE: 20221117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kaplan Seth L.
CENTRAL INDEX KEY: 0001491551
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 221398340
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIFFON CORP
CENTRAL INDEX KEY: 0000050725
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 111893410
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2129575000
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/
DATE OF NAME CHANGE: 19920703
4/A
1
wf-form4a_166871907473842.xml
FORM 4/A
X0306
4/A
2021-11-15
2021-11-17
0
0000050725
GRIFFON CORP
GFF
0001491551
Kaplan Seth L.
712 FIFTH AVENUE
18TH FLOOR
NEW YORK
NY
10019
0
1
0
0
Sr VP, Gen. Counsel and Secy
Common Stock
2021-11-15
4
A
0
25206
0
A
222241
D
Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2021, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2023.
On November 17, 2021, the reporting person filed a Form 4 which inadvertently reported the number of shares acquired (as a result of the certification that certain financial performance criteria related to a grant of restricted shares was achieved) as 45,230. As reported in this amendment, the actual number of shares acquired was 25,206.
/s/ Seth L. Kaplan
2022-11-17