0000050725-22-000064.txt : 20220928 0000050725-22-000064.hdr.sgml : 20220928 20220928163253 ACCESSION NUMBER: 0000050725-22-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220927 FILED AS OF DATE: 20220928 DATE AS OF CHANGE: 20220928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER RONALD J CENTRAL INDEX KEY: 0001195908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 221276487 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 wf-form4_166439715811681.xml FORM 4 X0306 4 2022-09-27 0 0000050725 GRIFFON CORP GFF 0001195908 KRAMER RONALD J C/O GRIFFON CORPORATION 712 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10019 1 1 0 0 Chairman of the Board and CEO Common Stock 2021-12-30 5 G 0 E 8000 0 D 2594629 D Common Stock 2022-06-28 5 G 0 E 2000 0 D 2592629 D Common Stock 2022-09-27 4 A 0 360000 0 A 2952629 D Common Stock 3250 I By ESOP Common Stock 40298 I By Spouse and Children Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on September 27, 2022, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 30, 2024. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Seth L. Kaplan, as attorney-in-fact 2022-09-28