0000050725-21-000054.txt : 20210729 0000050725-21-000054.hdr.sgml : 20210729 20210729170008 ACCESSION NUMBER: 0000050725-21-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210728 FILED AS OF DATE: 20210729 DATE AS OF CHANGE: 20210729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER RONALD J CENTRAL INDEX KEY: 0001195908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 211128337 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 wf-form4_162759230132280.xml FORM 4 X0306 4 2021-07-28 0 0000050725 GRIFFON CORP GFF 0001195908 KRAMER RONALD J C/O GRIFFON CORPORATION 712 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10019 1 1 0 0 Chairman of the Board and CEO Common Stock 2021-06-28 5 G 0 E 2000 0 D 2127924 D Common Stock 2021-07-28 4 A 0 288000 0 A 2415924 D Common Stock 2021-07-28 4 A 0 288000 0 A 2703924 D Common Stock 2838 I By ESOP Common Stock 40298 I By Spouse and Children Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on July 28, 2021, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on December 20, 2021. Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on July 28, 2021, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 27, 2025. Reflects ESOP allocations as a result of dividends paid on shares previously allocated to the reporting person under the ESOP. /s/ Seth L. Kaplan, as attorney-in-fact 2021-07-29