0000050725-21-000034.txt : 20210205 0000050725-21-000034.hdr.sgml : 20210205 20210205170309 ACCESSION NUMBER: 0000050725-21-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Seth L. CENTRAL INDEX KEY: 0001491551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 21596986 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 wf-form4_161256256050356.xml FORM 4 X0306 4 2021-02-03 0 0000050725 GRIFFON CORP GFF 0001491551 Kaplan Seth L. 712 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 Sr VP, Gen. Counsel and Secy Common Stock 2021-02-03 4 S 0 9737 23.62 D 248298 D Common Stock 2021-02-04 4 S 0 17909 23.98 D 230389 D Common Stock 2021-02-05 4 S 0 13251 24.36 D 217138 D Common Stock 2431 I by ESOP The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.46 to $23.72, inclusive. The reporting person undertakes to provide to Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $24.19, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.47, inclusive. /s/ Seth L. Kaplan 2021-02-05