0000050725-19-000067.txt : 20191114 0000050725-19-000067.hdr.sgml : 20191114 20191114160016 ACCESSION NUMBER: 0000050725-19-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Seth L. CENTRAL INDEX KEY: 0001491551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 191219775 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 4 1 wf-form4_157376520042108.xml FORM 4 X0306 4 2019-11-13 0 0000050725 GRIFFON CORP GFF 0001491551 Kaplan Seth L. 712 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 Sr VP, Gen. Counsel and Secy Common Stock 2019-11-13 4 A 0 99095 0 A 241995 D Common Stock 2260 I by ESOP Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; it has now been certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, 27,295 restricted shares will vest on November 30, 2019; 26,570 restricted shares will vest on November 30, 2020; and 45,230 restricted shares will vest on November 30, 2021. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Seth L. Kaplan 2019-11-14