0000050725-16-000176.txt : 20161209
0000050725-16-000176.hdr.sgml : 20161209
20161209170554
ACCESSION NUMBER: 0000050725-16-000176
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161207
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIFFON CORP
CENTRAL INDEX KEY: 0000050725
STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442]
IRS NUMBER: 111893410
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2129575000
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLAU HARVEY R
CENTRAL INDEX KEY: 0001053470
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06620
FILM NUMBER: 162044696
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE,
STREET 2: 18TH FLOOR
CITY: NEW YORK,
STATE: NY
ZIP: 11753
4
1
wf-form4_148132114152629.xml
FORM 4
X0306
4
2016-12-07
0
0000050725
GRIFFON CORP
GFF
0001053470
BLAU HARVEY R
C/O GRIFFON CORPORATION
712 FIFTH AVENUE, 18TH FLOOR
NEW YORK
NY
10019
1
0
0
1
Chairman of the Board
Common Stock
2016-12-07
4
S
0
106067
25.26
D
694186
I
By Spouse
Common Stock
2016-12-08
4
S
0
151376
25.22
D
542810
I
By Spouse
Common Stock
2016-12-09
4
S
0
102557
25.04
D
440253
I
By Spouse
Common Stock
1268772
D
Common Stock
54
I
By ESOP
The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.20 to $25.375, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $25.05 to $25.45, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $24.95 to $25.35, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the range set forth in this footnote.
/s/ Seth L. Kaplan, as attorney-in-fact
2016-12-09