0000050725-16-000165.txt : 20161117 0000050725-16-000165.hdr.sgml : 20161117 20161117162025 ACCESSION NUMBER: 0000050725-16-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEHMEL ROBERT F CENTRAL INDEX KEY: 0001201289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 162005151 BUSINESS ADDRESS: BUSINESS PHONE: 212 957 5000 MAIL ADDRESS: STREET 1: GRIFFON CORPORATION STREET 2: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 wf-form4_147941761210479.xml FORM 4 X0306 4 2016-11-15 0 0000050725 GRIFFON CORP GFF 0001201289 MEHMEL ROBERT F 712 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10019 0 1 0 0 President and COO Common Stock 2016-11-15 4 A 0 73584 0 A 458584 D Common Stock 476 I by ESOP Restricted shares granted under the Company's 2011 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2016. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Seth L. Kaplan, pursuant to power-of-attorney 2016-11-17