0000050725-16-000164.txt : 20161117 0000050725-16-000164.hdr.sgml : 20161117 20161117162009 ACCESSION NUMBER: 0000050725-16-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRIFFON CORP CENTRAL INDEX KEY: 0000050725 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 111893410 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129575000 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: INSTRUMENT SYSTEMS CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER RONALD J CENTRAL INDEX KEY: 0001195908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06620 FILM NUMBER: 162005148 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: SUITE 224 CITY: JERICHO, STATE: NY ZIP: 11753 4 1 wf-form4_147941759712429.xml FORM 4 X0306 4 2016-11-15 0 0000050725 GRIFFON CORP GFF 0001195908 KRAMER RONALD J C/O GRIFFON CORPORATION 712 FIFTH AVENUE, 18TH FLOOR NEW YORK NY 10019 1 1 0 0 CEO Common Stock 2016-11-15 4 A 0 494334 0 A 2277707 D Common Stock 1239 I By ESOP Common Stock 40298 I By Spouse and Children Restricted shares granted under the Company's 2011 Equity Incentive Plan in two transactions exempt under Rule 16b. Vesting of all restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 15, 2016, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2016. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Seth L. Kaplan, as attorney-in-fact 2016-11-17